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ARTICLE · 20 JUNE 2013

New Canadian Marketing Rules For Prospectus Offerings

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The Canadian Securities Administrators recently published the final version of the amendments to the rules related to "pre-marketing" and "marketing" activities in connection with prospectus offerings.

CanadaFinance and Banking
Yaniv Saragosti
Yaniv Saragosti
David Surat
David Surat
Paul Mingay
Paul Mingay
Graeme Martindale
Graeme Martindale
Pascal De Guise
Pascal De Guise
Author LinkedIn connections

On May 30, 2013, the Canadian Securities Administrators (CSA) published the final version of the amendments to the rules related to "pre-marketing" and "marketing" activities in connection with prospectus offerings (the "Final Amendments"). The amendments to the rules were originally published for comment by the CSA on November 25, 2011 (the "Original Amendments").

The CSA indicate that the amendments are intended to ease certain regulatory burdens that issuers and investment dealers are facing in trying to successfully complete a prospectus offering, while at the same time providing protection to investors, and to provide clear rules and a level playing field for market participants involved in a prospectus offering.

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