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ARTICLE · 02 JULY 2018

CSA Releases Derivatives Business Conduct Rule For Further Comment

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On June 14, 2018, the Canadian Securities Administrators ("CSA") published updated versions of Proposed National Instrument 93-101 Derivatives: Business Conduct and its companion policy ...

CanadaFinance and Banking
Carol Derk
Carol Derk
Julie Mansi
Julie Mansi
Michael Taylor
Michael Taylor
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On June 14, 2018, the Canadian Securities Administrators ("CSA") published updated versions of Proposed National Instrument 93-101 Derivatives: Business Conduct and its companion policy (collectively, the "Business Conduct Rule") for a second round of comments. The Business Conduct Rule was originally published for comment on April 4, 2017 (the "Initial Publication")1 and is being republished for further comment to allow interested parties to review it in conjunction with Proposed National Instrument 93-102 Derivatives: Registration and its companion policy (collectively, the "Derivatives Registration Rule") published by the CSA on April 19, 2018.2 Comments on both proposals are due by September 17, 2018.

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