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ARTICLE · 09 APRIL 2013

CSA Consultation On Mutual Fund Fees - What's At Stake?

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In December 2012, the Canadian Securities Authorities published Discussion Paper and Request for Comment 81-407 Mutual Fund Fees.

CanadaFinance and Banking
Pierre-Yves ChâTillon
Pierre-Yves ChâTillon
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In December 2012, the Canadian Securities Authorities (CSA) published Discussion Paper and Request for Comment 81-407 Mutual Fund Fees (the "paper"), a document containing a detailed description of the methods used to charge fees to mutual fund holders initially and on an ongoing basis in Canada and comparing these methods to the ones used in the United States, England and Australia. The paper focuses on mutual funds offered by means of a prospectus.

The paper examines, in particular, fairness and investor protection issues that may arise from the use of such methods. It sets the groundwork for a wide discussion with participants in the mutual fund and financial services industries as well as with the general public, who are all invited to submit their comments before April 12, 2013.

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