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ARTICLE · 05 AUGUST 2024

CSA's Cool Recap Of The Year In Review

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Earlier this month, the Canadian Securities Administrators (CSA) released the 2023-2024 Year in Review, which among other things discusses achievements against the six strategic goals set out in its 2022-2025 Business Plan.

CanadaFinance and Banking
AUM Law
AUM Law
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Earlier this month, the Canadian Securities Administrators (CSA) released the 2023-2024 Year in Review, which among other things discusses achievements against the six strategic goals set out in its 2022-2025 Business Plan.

The review runs through a variety of CSA activities, outreach and publications released throughout the year, including with respect to enforcement proceedings. There were over 46 publications describing final adoption of rule changes, consultations, blanket orders and guidance on CSA policy developments. In addition, 64 individuals and 39 companies were banned from participating in the capital markets through enforcement proceedings.

The report also describes the CSA's Systemic Risk Committee's report on capital markets, which outlined key trends and vulnerabilities of Canada's financial system (read more about that report here). The year in review also highlighted efforts to educate investors, including by the CSA's Investor Education

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