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ARTICLE · 22 MARCH 2012

BCSC Excludes Former Registrants From EMD Registration Relief

Stikeman Elliott LLP
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The British Columbia Securities Commission (BCSC) today published revisions to BC Instrument 32-513, which provides certain limited trade-based registration exemptions to persons that would otherwise be required to register as exempt market dealers in BC.

CanadaFinance and Banking
The Securities Group
The Securities Group
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The British Columbia Securities Commission (BCSC) today published revisions to BC Instrument 32-513, which provides certain limited trade-based registration exemptions to persons that would otherwise be required to register as exempt market dealers in BC. Specifically, the amendments, effective April 16, 2012, would exclude former registrants and persons who have provided financial services to the purchaser from relying on the exemptions.

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