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ARTICLE · 02 AUGUST 2023

A Trip Around Alberta – ASC Releases 2023 Annual Report

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On June 21, 2023, the Alberta Securities Commission (ASC) released its 2023 Annual Report, detailing its achievements in the final year of its F2021-2023 three-year strategic plan.

CanadaFinance and Banking
AUM Law
AUM Law
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On June 21, 2023, the Alberta Securities Commission (ASC) released its 2023 Annual Report, detailing its achievements in the final year of its F2021-2023 three-year strategic plan. The ASC highlighted its active participation in the crypto regulation space, its co-lead in two CSA projects: client related ESG disclosure rules and enhanced diversity disclosure, its engagement with indigenous students, its continuing work to establish a framework that provides the Ombudsman for Banking Services and Investments (OBSI) with the authority to make binding awards, and its co-led project on the offering memorandum prospectus exemption.

The discussion of these activities were reviewed in the context of the ASC's three pillars of strategy, being:

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