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ARTICLE · 13 MAY 2026

CSA Coordinated Blanket Order 33-930 - Exemptions From Certain Personal Information Requirements Under NI 33-109

The Canadian Securities Administrators have issued a coordinated blanket order exempting individuals from submitting certain personal information under National Instrument 33-109, including physical characteristics and citizenship details.

CanadaCorporate/Commercial Law

On April 30, 2026, the Canadian Securities Administrators (CSA) issued Coordinated Blanket Order 33-930 Exemptions from Requirements to Submit Certain Personal Information Under National Instrument 33-109 Registration Information (the Coordinated Blanket Order), providing harmonized exemptions across all CSA jurisdictions from the requirement for individuals to submit or update certain personal information under National Instrument 33-109 Registration Information (NI 33-109). The Coordinated Blanket Order comes into effect on May 1, 2026.

Background

Under the registration regime established by NI 33-109, firms required to be registered as dealers, advisers and investment fund managers and certain individuals acting on their behalf must submit specified personal information when applying for registration (including reinstatement) or seeking review as a permitted individual. The information collected is used by the CSA to assess a filer's fitness for registration or permitted

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The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

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