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ARTICLE · 12 OCTOBER 2015

CSA's Proposed Harmonized Report Of Exempt Distribution

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Comments are expected by October 13, 2015 on the CSA's proposed single harmonized form of exempt distribution report to be used in all provinces and territories of Canada.

CanadaCorporate/Commercial Law
Ronald Kosonic
Ronald Kosonic
Sarah Gardiner
Sarah Gardiner
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Comments are expected by October 13, 2015 on the CSA's proposed single harmonized form of exempt distribution report to be used in all provinces and territories of Canada. The CSA's proposals to amend National Instrument 45-106 Prospectus Exemptions to introduce this new form of report were published for a 60-day comment period on August 13, 2015. Although the concept of a single harmonized report is welcome, the new report would require issuers, including investment funds, to provide significant additional information that can be expected to be costly and time-intensive for issuers to gather in and report on.

We intend to provide a letter to the CSA that will outline the points we highlight in this Bulletin, given that we understand that the CSA is moving to finalize the new form of report as soon as possible.

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