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ARTICLE · 05 FEBRUARY 2025

Staying Comfortable And Current: CIRO Continuing Education Rule Proposals

Borden Ladner Gervais LLP
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Late in December, the Canadian Investment Regulatory Organization (CIRO) proposed the first set of changes to its continuing education (CE) programs.

CanadaConsumer Protection
Kimberly Poster
Kimberly Poster
Melissa Ghislanzoni
Melissa Ghislanzoni
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Late in December, the Canadian Investment Regulatory Organization (CIRO) proposed the first set of changes to its continuing education (CE) programs.

In Phase 1 of the changes, CIRO has focused on proposed rule amendments determined to have minimal impact on firms and their approved persons. These changes are proposed for the CE cycle starting Jan. 1, 2026. Phase 2 will involve rule amendments expected to have significant operational and IT systems impacts, to take place starting Jan. 1, 2028.

Comments on the CIRO continuing education proposed amendments are due by March 18, 2025. The consultation focuses on the proposed amendments in Phase 1, although CIRO is also accepting comments on future amendments in Phase 2.

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