Mr David Capps > Stephenson Harwood > London, England > Lawyer Profile

Stephenson Harwood
1 FINSBURY CIRCUS
LONDON
EC2M 7SH
England

Work Department

Commercial Litigation

Position

David is a partner in our London office specialising in financial regulatory and banking matters including regulatory investigations and enforcement matters, internal investigations, financial regulatory compliance and advice and representation in relation to complex financial disputes.

His experience extends to investment banking product and trading disputes and IBD and research matters. He also has experience in dealing with matters involving alleged fraud, insider dealing and market abuse, complex jurisdictional disputes and injunction issues.

He also has extensive experience advising and representing clients in relation to financial regulatory enforcement matters and allied investigations, including interactions with various regulators. He is a recognised expert in relation to UK and EU financial services regulation. David is frequently engaged to carry out or advise upon internal (including whistle-blowing) investigations.

Lawyer Rankings

London > Corporate and commercial > Financial services: contentious

The practitioners at Stephenson Harwoodmake an extremely effective team‘, and are able to balance acting for both corporates and individuals in the most complex and high-profile cases, whether solely domestic or international. Practice head Sean Jeffrey brings a ‘razor-sharp, insightful and trustworthy‘ approach to significant FCA enforcement matters, including those regarding client money and retail products. Justin McClelland‘s broad practice covers the spectrum of contentious work, from criminal and regulatory investigations to the civil disputes which flow from them. The team has recently expanded its partner bench through the internal promotion of Alan Ward in May 2022, and the lateral hire of David Capps from Ashurst in March 2023.

London > Crime, fraud and licensing > Fraud: white-collar crime (advice to individuals)

With a ‘supremely talented team’, Stephenson Harwood specialises in the whole spectrum of financial crime activity, routinely handling money laundering, corruption, and fraud cases across many jurisdictions. The practice has expertise in dealing with a range of issues emerging from a criminal investigation, particularly managing the confiscation of assets, maintaining relationships with domestic and international regulators, and advising on civil and regulatory processes. Practice head Sean Jeffrey specialises in financial sanction matters and criminal litigation, while the ‘excellent’ Justin McClelland covers all aspects of criminal and regulatory investigations. David Capps focuses on finance-related disputes. Since being promoted to partner in May 2022, the ‘truly exceptional’ Alan Ward has continued to concentrate on corporate and financial crime issues.