Mr Alan Ward > Stephenson Harwood > London, England > Lawyer Profile

Stephenson Harwood
1 FINSBURY CIRCUS
LONDON
EC2M 7SH
England

Work Department

Commercial Litigation

Position

Alan has acted in relation to some of the most high-profile and complex multi-jurisdictional investigations commenced by regulatory and criminal enforcement agencies in the UK, USA, Europe, and Asia. He regularly advises financial institutions and corporates on regulatory and criminal-law compliance, internal investigations and interactions with regulators.

Alan is a partner in the regulatory litigation practice group. He advises corporate entities and individuals in the context of regulatory and criminal investigations, commenced by agencies such as the Serious Fraud Office (“SFO”) and Financial Conduct Authority (“FCA”).  He also assists corporates and individuals in relation to the conduct of, and responses to, internal investigations.

Alan’s work regularly involves allegations of misconduct on financial markets. Recently, he has advised a number of individuals in the context of investigations into suspected market abuse on a diverse array of international markets, including equity, debt and commodities markets. He has also advised firms and exchanges on detecting and preventing market misconduct.

Alan represented a number of individuals in relation to the global LIBOR and foreign exchange (FX / forex) investigations, including both individuals who were the subject of regulatory and criminal allegations of market misconduct and senior managers investigated by regulators for alleged oversight failures.

Alan is one of a very small number of lawyers who has successfully represented a senior trader at a major investment bank at trial. He has also been instructed to advise corporates and individuals in providing assistance to agencies including the SFO, FCA, Prudential Regulation Authority (“PRA”), Commodity Futures Trading Commission (“CFTC”) and other US authorities.

Much of Alan’s work has a significant international dimension. He regularly advises corporate clients and financial institutions, including banks and asset managers, on matters that may have an impact, regulatory or otherwise, in more than one jurisdiction.
Alan writes regularly in the legal and mainstream press and speaks at a number of industry conferences, both in the UK and internationally.

Lawyer Rankings

London > Corporate and commercial > Financial services: contentious

(Next Generation Partners)

Alan WardStephenson Harwood

The practitioners at Stephenson Harwoodmake an extremely effective team‘, and are able to balance acting for both corporates and individuals in the most complex and high-profile cases, whether solely domestic or international. Practice head Sean Jeffrey brings a ‘razor-sharp, insightful and trustworthy‘ approach to significant FCA enforcement matters, including those regarding client money and retail products. Justin McClelland‘s broad practice covers the spectrum of contentious work, from criminal and regulatory investigations to the civil disputes which flow from them. The team has recently expanded its partner bench through the internal promotion of Alan Ward in May 2022, and the lateral hire of David Capps from Ashurst in March 2023.

London > Crime, fraud and licensing > Fraud: white-collar crime (advice to individuals)

With a ‘supremely talented team’, Stephenson Harwood specialises in the whole spectrum of financial crime activity, routinely handling money laundering, corruption, and fraud cases across many jurisdictions. The practice has expertise in dealing with a range of issues emerging from a criminal investigation, particularly managing the confiscation of assets, maintaining relationships with domestic and international regulators, and advising on civil and regulatory processes. Practice head Sean Jeffrey specialises in financial sanction matters and criminal litigation, while the ‘excellent’ Justin McClelland covers all aspects of criminal and regulatory investigations. David Capps focuses on finance-related disputes. Since being promoted to partner in May 2022, the ‘truly exceptional’ Alan Ward has continued to concentrate on corporate and financial crime issues.

London > Risk advisory > Regulatory investigations and corporate crime (advice to corporates)

With a considerable ‘spread of corporate crime experience’, Stephenson Harwood’s practice has specialists in civil fraud and corporate law, as well as expertise representing corporates facing multi-jurisdictional criminal investigations. The team has extensive knowledge of dealing with complex financial disputes, ranging from market manipulation to anti-money laundering matters. Practice head Sean Jeffrey routinely acts on behalf of corporates in white-collar crime proceedings and sanctions issues, Justin McClelland is an expert on civil disputes and cartel activity, while Philip Clarke handles actions brought by the FCA against banks and insurers. The ‘intelligent, strategic’ Alan Ward regularly advises corporates on regulatory and criminal-law compliance.   Ellen Gallagher is also noted.