Proskauer Rose LLP is a trusted counselor to investment companies and their board directors, fund complexes and financial services firms, with expertise in registered funds and registered alterative fund products, including exchange traded funds, money market funds and business development companies. Furthermore, the ‘very knowledgeable and professional’ team advises on novel developments in the field, including recently on blockchain-enabled registered funds as well as evolving regulations in the field. Practice head Stuart Coleman sits in New York and offers a comprehensive advisory service to registered fund companies and board directors, including Apollo Independent Director Engagements and Central Park Group Funds. New York based David Stephens further strengthens the regulatory side of the practice, especially in SEC regulations and the Advisers Act. The grew in the last year with the addition of John Mahon in March 2023 from Schulte Roth & Zabel LLP in Washington DC.
Testimonials
Collated independently by Legal 500 research team.
‘Very knowledgeable and professional. Always extremely well prepared and an excellent business sense’
‘Stuart Coleman and David Stephenson are the partners that we work with on our 40 Act companies. They have the total confidence our directors and have earned it over the many years they have represented us.’
Key clients
- The BNY Mellon Family of Funds
- The Lazard Family of Funds
- Central Park Group Funds
- UBS AM Funds
- Legg Mason Partners Funds and Legg Mason Global Asset Management Trust
- Apollo BDCs and Closed-End Funds
- Baron Funds
- Needham Funds
- Harding Loevner Funds
- Grosvenor Registered Multi-Strategy Funds
- Morgan Stanley Pathway Funds
- Sixth Street Partners
- Investors Diversified Realty
- New Mountain Capital
- 180 Degree Capital
- Great Elm Capital Corp.
Lawyers
Practice head
The lawyer(s) leading their teams.
Stuart Coleman