Testimonials
Collated independently by Legal 500 research team.
‘The team has been great to work with. Each team member brings a different prospective on how to navigate my defense. ’
‘John Nowak has significant experience in the process with the regulator and this was extremely helpful to me in navigating my defense plan. John has been a great resource on guiding me as it relates to the deposition and how the responses are viewed. Shannon Wolf also brings very critical experience. She was instrumental in the approach with recent case law and was very helpful as well with preparing me for the deposition. ’
‘the team i have access to have worked & have experience in both defence and prosecution in securities matters - this a good perspective. ’
‘Both lawyers are well prepared and knowledgeable about the case specifics - both big picture tactics and micro points of law driven by the facts.’
Key clients
- Senvest Management LLC
- Atom Investors LP
- Gates Capital/Centerline Investment Management
- Candlestick Capital Management LP
- Credit Suisse
- Instinet, LLC
- Lockheed Martin Corporation
- Maltese Capital Management LLC and Patriot Financial Partners
- Mason Capital Management, LLC
- Nexo Capital Inc.
Work highlights
- Represented the hedge fund Senvest in an SEC investigation that resulted in the first stand-alone settlement against an investment adviser regarding the use of unapproved channels for business communications.
- Resolved a high-profile SEC investigation regarding Atom Investors, that was charged with recordkeeping violations. In a major win for our.
- Represented Prime Group Holdings in an investigation by the U.S. Securities and Exchange Commission for allegedly failing to adequately disclose millions of dollars of real estate brokerage fees that were paid to a real estate brokerage firm that was affiliated with the company.
Lawyers
Practice head
Other key lawyers
Douglas Koff; Peter White; Howard Schiffman