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ARTICLE · 22 NOVEMBER 2016

SEC OCIE Director Discusses Cybersecurity Examinations

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On October 17, the director of the SEC's Office of Compliance Inspections and Examinations delivered the keynote address at the National Society of Compliance Professionals 2016 National Conference.

United StatesTechnology

On October 17, the director of the SEC's Office of Compliance Inspections and Examinations ("OCIE") delivered the keynote address at the National Society of Compliance Professionals 2016 National Conference. In discussing compliance improvement, the director mentioned that one of the OCIE's "larger upcoming initiatives" was "exams focusing on cybersecurity" and noted that such initiatives can provide companies with tools to use in their own compliance programs.

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