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ARTICLE · 09 FEBRUARY 2022

NASAA Surveys IAs And BDs To Improve Content For Qualifications Exams

Hogan Lovells Cadwalader
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Hogan Lovells Cadwalader

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The North American Securities Administrators Association ("NASAA") undertaking an online national jobs analysis survey of investment advisers and broker-dealers to ensure that content covered by the Series 63, 65 and 66 exams aligns with current job requirements.

United StatesStrategy

The North American Securities Administrators Association ("NASAA") undertaking an online national jobs analysis survey of investment advisers and broker-dealers to ensure that content covered by the Series 63, 65 and 66 exams aligns with current job requirements. The survey can be accessed here. Participants should submit their responses by 8:00 p.m. ET on February 28, 2022.

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

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