ACG holds its Third Annual Middle Market Public Policy Summit this Wednesday, February 5th in Washington, DC. Confirmed speakers include Senator Orrin Hatch (R-UT), Congressman John Delaney (D-MD) and Congressman Jared Polis (D-CO), as well as officials from the SEC. The event is open to all ACG members, and is free of charge. For more information click here.
Most of the action last week was at the SEC which charged a private equity fund manager with fraud, issued a risk alert on the selection of alternative investments, held a meeting of its Investor Advisory Committee, and held its annual Investment Adviser compliance seminar.
This update includes:
- Wednesday's House Financial Services Committee hearing on how the Volcker Rule limits job creation;
- The SEC's complaint against a private equity fund manager for fraud; and
- The SEC's risk alert on investment advisers' due diligence process for selecting alternative investments
Please click here to read this Private Fund update in full.
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