2 December
The Financial Conduct Authority
("FCA") updated the following
webpages:
- webpage on its July 2018 discussion paper
on price discrimination in the cash savings market (PD18/6);
and
- webpage on its April 2019 feedback
statement following its earlier discussion paper on a new duty of
care and potential alternative approaches (FS19/2).
The European Securities and Markets Authority
("ESMA") published guidance on its registration process for
companies that intend to apply to become securitisation
repositories under the Securitisation Regulation
(2017/2402/EU).
The FCA published a press release reminding solo-regulated
MiFID investment firms and MiFID optional exemption firms (except
credit institutions) that, from 9 December 2019, they must use a
new form to submit information to the FCA when appointing non-SMF
directors to, or withdrawing them from, their management body.
