SEC Adopts New Electronic Filing Requirements for Institutional
Investment Managers and Advisers; Amendments to Form 13F
By Wendy Cohen and Robert Weiss
The Securities and Exchange Commission (SEC) has adopted
amendments requiring investment advisers, institutional investment
managers and other entities to file or submit certain documents
electronically. The SEC also is amending Form 13F — the
reporting document filed by institutional investment managers
pursuant to Section 13(f) of the Securities Exchange Act of 1934
— to require filers to provide additional identifying
information and to modernize the structure of data reporting.
The new rules and form amendments will be effective 60 days
after publication in the Federal Register, with the exception of
the amendments to Form 13F, which will be effective on January 3,
2023.
Read the SEC's final rule.
