Share on LinkedInShare on LinkedIn

ARTICLE · 01 MAY 2019

FINRA Makes Permanent Two NMS Rules On Market Volatility

Hogan Lovells Cadwalader
Hogan Lovells Cadwalader
Contributor
Hogan Lovells Cadwalader

Hogan Lovells Cadwalader

Hogan Lovells Cadwalader is a global law firm trusted by clients to deliver on complex, high-stakes...

View firm profile
Explore more from Hogan Lovells Cadwalader

FINRA proposed to make permanent FINRA Rule 6190 (Compliance with Regulation NMS Plan to Address Extraordinary Market Volatility) and Rule 6121.01

United StatesFinance and Banking

FINRA proposed to make permanent FINRA Rule 6190 (Compliance with Regulation NMS Plan to Address Extraordinary Market Volatility) and Rule 6121.01 (Resumption of Trading in Securities Subject to the Regulation NMS Plan to Address Extraordinary Market Volatility). FINRA's action is in response to the permanent approval of the Regulation NMS Plan to Address Market Volatility.

FINRA filed the proposal for immediate effectiveness, stating that it is not proposing any substantive changes to the text of these rules.

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

We operate a free-to-view policy, asking only that you register in order to read all of our content. Please login or register to view the rest of this article.

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

See more popular content from