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ARTICLE · 17 JULY 2018

Financial Regulatory Developments Focus - July 12, 2018 Issue 27/2018

A&O Shearman
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In this week's newsletter, we provide a snapshot of the principal U.S., European and global financial regulatory developments of interest to banks, investment firms ...

United StatesFinance and Banking
A&O Shearman
A&O Shearman
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In this week's newsletter, we provide a snapshot of the principal U.S., European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset managers and corporates.

Click here if you wish to access our Financial Regulatory Developments website.

AML/CTF, Sanctions and Insider Trading

Financial Action Task Force Consults on Draft Risk-Based Approach Guidance for the Securities Sector

On July 6, 2018, the Financial Action Task Force published for consultation draft Risk-Based Approach Guidance for the securities sector. The FATF is developing the Guidance to assist countries, regulators, Financial Intelligence Units and participants in the securities sector to adopt a risk-based approach to anti- money laundering and countering financing of terrorism. The draft Guidance aims to assist in the risk-based design and implementation of applicable AML/CTF measures by providing general

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