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ARTICLE · 17 AUGUST 2017

SEC Settles Insider Trading Charges With Former Analyst

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The SEC agreed to settle charges with a former hedge fund analyst accused of trading on nonpublic information (see previous coverage).

United StatesCriminal Law
Hogan Lovells Cadwalader
Hogan Lovells Cadwalader
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The SEC agreed to settle charges with a former hedge fund analyst accused of trading on nonpublic information (see previous coverage).

In a Complaint filed in May 2017, the SEC alleged that Jordan Fogel traded on nonpublic information communicated to him by a "political intelligence consultant" about plans to cut Medicare reimbursement rates. Reportedly, the consultant received the confidential information from a former colleague employed at the Centers for Medicare and Medicaid Services. Mr. Fogel agreed to cooperate with the SEC's litigation against the remaining defendants. The Court for the Southern District of New York will determine any potential interest, disgorgement or penalties.

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