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ARTICLE · 19 OCTOBER 2016

Reg. Tracker: October 1 Through October 15

Hogan Lovells Cadwalader
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The Cabinet Regulatory Tracker provides a list of significant upcoming comment deadlines, effective dates and compliance deadlines.

United StatesCorporate/Commercial Law
William Sadd
William Sadd
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The Cabinet Regulatory Tracker provides a list of significant upcoming comment deadlines, effective dates and compliance deadlines. Click on the links below to view deadlines that fall between October 1 and October 15, 2016.

For continuous real-time updates, please refer to the Cadwalader Cabinet Calendar.

Effective Dates

  • October 1: OCC, Federal Reserve Board, FDIC, FCA, and FHFA final exemptions from the initial and variation margin requirements published by the Agencies in November 2015 pursuant to Sections 731 and 764 of Dodd-Frank.
  • October 3: FINRA expansion of alternative trading system ("ATS") transparency initiative to publish monthly information on block-size trades occurring on ATSs.

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