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ARTICLE · 03 DECEMBER 2021

Comment Deadline Set For SEC Proposal On Proxy Voting Advice

Hogan Lovells Cadwalader
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An SEC proposal to amend its proxy voting advice rules was published in the Federal Register. Comments on the proposal must be submitted by December 27, 2021.

United StatesCorporate/Commercial Law
Hogan Lovells Cadwalader
Hogan Lovells Cadwalader
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An SEC proposal to amend its proxy voting advice rules was published in the Federal Register. Comments on the proposal must be submitted by December 27, 2021.

As previously covered, in July 2020 the SEC established new requirements for proxy advisors. The SEC is proposing to rescind two portions of the 2020 requirements to address investor concerns that existing rules (i) "impede and impair the timeliness and independence of proxy voting advice" and (ii) increase litigation risks and compliance costs. The proposal targets:

  1. conditions of certain exemptions from the proxy rules' informational and filing requirements, including related safe harbors and exclusions from those conditions under SEA Rule 14a-2(b)(9)(ii); and

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