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ARTICLE · 19 OCTOBER 2012

Investment Management Regulatory Update – Q3 2012

Deloitte
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Welcome to the fourth edition of our Investment Management Regulatory Update which summarises the regulatory developments affecting the UK investment management sector.

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Deloitte Financial Services Group
Deloitte Financial Services Group
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Developments this quarter

Welcome to the fourth edition of our Investment Management Regulatory Update which summarises the regulatory developments affecting the UK investment management sector.

In this edition we cover key international, European and UK regulatory developments including:

  • Supervision of Asset Managers under the FCA – speeches from the FSA
  • Wealth Management: FSA to commence further thematic work
  • UCITS Directive update
  • MiFID and MiFIR update
  • Short Selling Regulation update
  • Capital Requirements Directive and Capital Requirements Regulation
  • HM Treasury consultation: Recovery and Resolution Plans for Financial Market Infrastructures
  • FSA consultation and guidance papers

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