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ARTICLE · 12 AUGUST 2026

Daily FSR Update - 10 August 2026

Herbert Smith Freehills Kramer LLP
Herbert Smith Freehills Kramer LLP
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Herbert Smith Freehills Kramer LLP

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The FCA has published the findings from its Early and High Growth Oversight pilot, conducted between July 2025 and March 2026, during which it engaged with 15 firms across the asset management, wealth management and payments sectors.

United KingdomFinance and Banking
Cat Dankos
Cat Dankos
Hywel Jenkins
Hywel Jenkins
Chris Ninan
Chris Ninan
Jon Ford
Jon Ford
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UK

FCA publishes good and poor practice findings from high-growth firms pilot

The FCA has published the findings from its Early and High Growth Oversight pilot, conducted between July 2025 and March 2026, during which it engaged with 15 firms across the asset management, wealth management and payments sectors.

The regulator assessed whether firms' governance, risk management and control frameworks had kept pace with business growth. It identified examples of both good and poor practice across six areas: governance and senior management oversight; risk management frameworks; resourcing, capability and scalability; systems, controls and management information (MI); financial resilience; and consumer and market outcomes.

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