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ARTICLE · 20 JANUARY 2014

FMR In Brief – New Regulation And Publications

De Brauw Blackstone Westbroek
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A number of changes in Dutch financial market regulation are now in effect as of 1 January 2014.

NetherlandsFinance and Banking
Francine Schlingmann
Francine Schlingmann
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A number of changes in Dutch financial market regulation are now in effect as of 1 January 2014. There have also been many developments in European regulation. Supervisory authorities have published a large number of consultation documents, draft rules and other information since the last edition of In Context. We provide an overview of this news, signal important court decisions, and also list relevant articles in international legal journals.

Dutch regulation

 Changes in effect as of 1 January 2014

  • The Financial Markets Amendment Act 2014 introduces a number of changes, which were summarised in the December 2013 issue of In context. The Financial Markets Amendment Decree, which has also entered into force, has amended a number of decrees based on the Financial Markets Supervision Act. Among other things an inducements ban has come into effect for investment companies. In addition, the Decree includes additional rules for supervision of settlement companies.

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