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ARTICLE · 09 APRIL 2019

Reporting Obligations Under SFTR

Dillon Eustace
Dillon Eustace
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As readers will be aware, the Securities Financing Transactions Regulation entered into force in January of 2016.

IrelandFinance and Banking
Cillian Bredin
Cillian Bredin
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Background

As readers will be aware, the Securities Financing Transactions Regulation entered into force in January of 2016. One of the stated aims of the SFTR is to improve the transparency of securities financing markets so as to allow both regulators and investors to monitor the risks and level of interconnectedness in the financial system arising from the use of securities financing transactions.

To this end, Article 4 of the SFTR imposes obligations on all relevant counterparties to report in-scope transactions to a trade repository, similar to the reporting obligations imposed on counterparties who enter into certain derivative contracts under the EMIR regime. A transitional period for this reporting obligation has applied to date.

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