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ARTICLE · 11 JULY 2024

Investment Management Update - July 2024

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Welcome to the latest edition of our investment management update.

GlobalFinance and Banking
Lora Froud
Lora Froud
Alexandra Green
Alexandra Green
Michael Sholem
Michael Sholem
Rachel Serene
Rachel Serene

Welcome to the latest edition of our investment management update. 

This publication has been tailored to highlight topical news, cases and changes in the law impacting the investment management sector.

UK

  • On 27 June 2024, the FCA published its regulation round-up for June 2024 which includes (amongst others) items on the Consumer Duty and investment labels regime. The round-up reminds firms of the upcoming Consumer Duty milestones including the deadline for firms to produce their first annual board report and the application of the Consumer Duty to closed products and services.

    Regulation round-up June 2024
  • On 27 June 2024, the FCA published a new web page for firms with overseas appointed representatives (OARs) which sets out the challenges and expectations for principal firms with OARs. The web page was published in response to feedback received on the FCA's consultation on improving the appointed representatives regime (CP21/34).

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