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ARTICLE · 30 JULY 2026

Financial Markets And Funds Quick Take | Issue 52

Katten
Katten
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Katten

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Katten's Financial Markets and Funds Quick Take delivers a comprehensive monthly roundup of critical regulatory developments, enforcement actions, and policy shifts affecting financial markets and funds. From SEC proposals on electronic delivery to FINRA's enforcement program overhaul and the UK's landmark cryptoasset regulatory regime, this edition examines the evolving landscape shaping broker-dealers, investment managers, and market participants. The newsletter also features insights on prediction market

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Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds.

To read more issues of Katten's Financial Markets and Funds Quick Take, please click here.

Congressional Testimony

Partner Carl Kennedy Testifies at Prediction Markets Hearing Before the US House Subcommittee on Commodity Markets, Digital Assets, and Rural Development

On July 21, Partner and Financial Markets and Regulation Co-Chair Carl Kennedy testified before the House Agriculture Committee's Subcommittee on Commodity Markets, Digital Assets, and Rural Development at a hearing titled "Examining Customer Protections and Market Integrity in Sports Event Prediction Markets." Read Carl’s written testimony.Watch a recording of the hearing.Read media coverage of the hearing.

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