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ARTICLE · 11 JULY 2025

Gliding Through Governance: OSC Examination Priorities

Borden Ladner Gervais LLP
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In OSC Staff Notice 33-758 2025 Examination Priorities for the Registration, Inspections and Examinations Division (the Notice), the Registration, Inspections and Examinations Division of the Ontario Securities Commission...

CanadaTechnology
AUM Law
AUM Law
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In OSC Staff Notice 33-758 2025 Examination Priorities for the Registration, Inspections and Examinations Division (the Notice), the Registration, Inspections and Examinations Division of the Ontario Securities Commission (RIE) set out its examination priorities for the upcoming year.

Examination initiatives will include the following topics:

  • Artificial Intelligence (AI). The RIE will review the use of AI within registrants' operations and how they are responding to the CSA Staff Notice and Consultation 11-348 Applicability of Canadian Securities Laws and the use of Artificial Intelligence Systems in Capital Markets. For additional information on this topic, please see BLG's article "Firms that use AI systems for any purpose: It's time to make a to-do list".

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