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ARTICLE · 10 APRIL 2026

L'avenir, c'est maintenant : Rapport sur la conformité 2026 de l'OCRI

Borden Ladner Gervais LLP
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L'Organisme canadien de réglementation des investissements (« OCRI ») a publié son dernier rapport annuel sur la conformité (le « rapport »)...

CanadaStrategy
Jonathan Doll
Jonathan Doll
William (Bill) Donegan
William (Bill) Donegan
Christian Faribault
Christian Faribault
Melissa Ghislanzoni
Melissa Ghislanzoni
Iñaki Gomez
Iñaki Gomez
Griffin Murphy
Griffin Murphy
Michael Taylor
Michael Taylor
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L’Organisme canadien de réglementation des investissements (« OCRI ») a publié son dernier  rapport annuel sur la conformité (le « rapport ») qui présente en détail les enjeux prioritaires pour les courtiers réglementés par l’OCRI en 2026 et au-delà. Comme toujours, nous encourageons les sociétés à utiliser le rapport comme une liste de contrôle afin d’effectuer une analyse des écarts à l’égard des priorités en matière de réglementation et de conformité.

Enjeux sur lesquels les courtiers membres devraient porter leur attention

En prévision de l’attention accrue que l’OCRI portera sur les sujets décrits ci-après dans le cadre des prochains examens des courtiers membres de l’OCRI (les « courtiers membres »), les sociétés pourraient souhaiter revoir et, au besoin, améliorer leurs politiques et procédures en vigueur, leur documentation et leur formation dans les domaines suivants :

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