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ARTICLE · 29 SEPTEMBER 2023

Reminder: Don't Be A Bad Apple: Capital Markets Participation Fee Deadlines

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The deadline to file the applicable fee form has been moved up to November 1, 2023, with payment due no later than January 2, 2024.

CanadaFinance and Banking
AUM Law
AUM Law
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Registrants in Ontario should have already received an email directly from the Ontario Securities Commission (OSC) reminding them of the changes in the deadlines to file 2023 Fee Forms and pay applicable capital markets participation fees. Along with all firms registered in Ontario under the Securities Act or the Commodity Futures Act, firms relying on international exemptions from the registration requirements will be required to pay a capital markets participation fee, calculated in accordance with the applicable fee form (for example, Form 13-502F4 Capital Markets Participation Fee Calculation under OSC Rule 13-502 Fees).

The deadline to file the applicable fee form has been moved up to November 1, 2023, with payment due no later than January 2, 2024. If the deadlines are not met, late fees will be imposed, and the registration of a firm will be automatically suspended if the fee is not paid more than 30 days after the due date.

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