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ARTICLE · 01 MARCH 2022

Reduced Regulatory Burden For Investment Funds And Managers - Progress For 2022

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Recent rule amendments made by the Canadian Securities Administrators to various investment fund-related instruments represent a step in the right direction in reducing the regulatory burden for investment funds...

CanadaFinance and Banking
Roma Lotay
Roma Lotay
Whitney Wakeling
Whitney Wakeling
Rebecca Cowdery
Rebecca Cowdery
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Recent rule amendments made by the Canadian Securities Administrators to various investment fund-related instruments represent a step in the right direction in reducing the regulatory burden for investment funds and their managers. These amendments are part of the long-standing regulatory burden reduction initiative of the Canadian Securities Administrators that commenced in 2017, known as Project RID.

  • Final rule amendments came into force on Jan. 5 and Jan. 6, 2022. These amendments provide for consolidation of the mutual fund Simplified Prospectus (SP) and Annual Information Form (AIF), as well as conditional codifications of commonly granted exemptions, which can be relied on by investment funds that are reporting issuers and, in some instances, by investment funds that are offered by prospectus exemption.

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