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ARTICLE · 11 JULY 2008

Government Of Canada Approves Regulations For Principal Protected Notes

Blake, Cassels & Graydon LLP
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Regulations aimed at improving disclosure for Principal Protected Notes issued by federally-regulated deposit taking institutions came into force July 1, 2008

CanadaFinance and Banking
Blake, Cassels & Graydon LLP
Blake, Cassels & Graydon LLP
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Copyright 2008, Blake, Cassels & Graydon LLP

Originally published in Blakes Bulletin on Securities Regulation, July 2008

Highlights

  • Regulations aimed at improving disclosure for Principal Protected Notes issued by federally-regulated deposit taking institutions came into force July 1, 2008

  • Clarifications made to the provisions in the previously proposed PPN Regulations regarding how the required information is provided to investors and the requirements regarding the use of past market performance information in advertisements

OVERVIEW
The federal government's Principal Protected Notes Regulations (the Regulations), which are aimed at improving disclosure for Principal Protected Notes (PPNs) issued by federally-regulated deposit-taking institutions, have been finalized and came into force July 1, 2008 pursuant to sections

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