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ARTICLE · 27 OCTOBER 2026

What Is On Display For Fund Managers: OSC Investment Management Division Annual Summary Report

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The Ontario Securities Commission’s (OSC) Investment Management Division released OSC Staff Notice 81-741 on September 15, 2026 (IM Staff Notice), summarizing its fiscal 2025–2026 work. The publication draws together trends from prospectus and exemptive relief files, continuous disclosure reviews, ownership change notices under sections 11.9 and 11.10 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103), and the Division’s current policy agenda.

CanadaFinance and Banking
AUM Law
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This content first appeared in the AUM Law Regulatory Update newsletter (October 2026 edition) in collaboration with BLG’s Investment Management Group. Sign up for this newsletter today!

The Ontario Securities Commission’s (OSC) Investment Management Division released OSC Staff Notice 81-741 on September 15, 2026 (IM Staff Notice), summarizing its fiscal 2025–2026 work. The publication draws together trends from prospectus and exemptive relief files, continuous disclosure reviews, ownership change notices under sections 11.9 and 11.10 of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103), and the Division’s current policy agenda.

Product development remains brisk. The IM Staff Notice describes continued ETF expansion and newer strategies involving collateralized loan obligations, crypto assets, three times daily leverage and exposure to a single issuer. These products raise familiar disclosure, risk rating and suitability

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