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ARTICLE · 06 JULY 2011

Further Reforms To The Registration Regime In Canada

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The Canadian Securities Administrators (CSA) published on April 15, 2011 amendments (Amendments) to National Instrument 31-103 Registration Requirements and Exemptions (NI 31-103), Companion Policy 31-103CP Registration Requirements and Exemptions (Companion Policy), certain forms under NI 31-103 as well as to related instruments.

CanadaFinance and Banking
McMillan LLP
McMillan LLP
Michael Burns
Michael Burns
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The Canadian Securities Administrators (CSA) published on April 15, 2011 amendments (Amendments) to National Instrument 31-103 Registration Requirements and Exemptions (NI 31-103), Companion Policy 31-103CP Registration Requirements and Exemptions (Companion Policy), certain forms under NI 31-103 as well as to related instruments. The Amendments deal with both technical adjustments and more substantive matters, and are expected to come into force on July 11, 2011. Once the Amendments are in force, NI 31-103 and the Companion Policy will be renamed as Registration Requirements, Exemptions and Ongoing Registrant Obligations.

In this bulletin, we provide an overview of the Amendments that will have a greater effect on the registration obligations of investment fund industry participants.

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