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ARTICLE · 08 DECEMBER 2010

CSA Introduces International Investment Fund Manager Exemption

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Canadian Securities Administrators (CSA) Notice 31-320, published October 15, 2010, proposes amendments to National Instrument 31-103 Registration Requirements & Exemptions (NI 31-103) and its companion policy that introduce an international investment fund manager registration exemption.

CanadaFinance and Banking
Sonia Struthers
Sonia Struthers
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Canadian Securities Administrators (CSA) Notice 31-320, published October 15, 2010, proposes amendments to National Instrument 31-103 Registration Requirements & Exemptions (NI 31-103) and its companion policy that introduce an international investment fund manager registration exemption. The Notice also proposes an exemption from registration for domestic fund managers (for non-principal regulators) and foreign fund managers meeting certain conditions, as well as other minor changes to NI 31-103. Comments are requested by January 13, 2011. Market participants are reminded that investment fund manager registration requirements are scheduled to apply to foreign fund managers and domestic fund managers (in addition to the jurisdiction in which their head office is located) by the end of September 2011.

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