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ARTICLE · 01 AUGUST 2024

Bulletin | Ice Cream Edition | July 2024

Borden Ladner Gervais LLP
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The Assorted Flavours of CIRO's 2024 Priorities ▪ Cone of Conduct: Exemptions from Derivatives Business Conduct Rule ▪ Frozen Assets: CIRO Enforcement Report...

CanadaFinance and Banking

In this bulletin:

  1. OSC's Annual Summary Report for Dealers, Advisers and Investment Fund Managers: A Layered Regulatory Sundae
  2. CSA's Cool Recap of the Year in Review
  3. CIRO's Serving up Proposals for Proficiency
  4. ASC's 2024 Annual Report Scoop

In Brief: The Assorted Flavours of CIRO's 2024 Priorities ▪ Cone of Conduct: Exemptions from Derivatives Business Conduct Rule ▪ Frozen Assets: CIRO Enforcement Report

Important Reminders: More Than Just Sprinkles: FINTRAC's New Suspicious Transaction Reporting Requirements ▪ Total Cost Reporting: I Scream...

BLG Resource Corner

Click the link to access a PDF of our full, monthly bulletin summarizing these recent developments. )) AUM Law Bulletin | Ice Cream Edition | July 2024

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