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ARTICLE · 03 SEPTEMBER 2015

Accredited Investor Exemption For Certain Derivatives Extended By Quebec AMF

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The Quebec financial services regulator, the Autorité des marchés financiers, extended the accredited investor exemption for certain derivatives until June 5, 2016.

CanadaFinance and Banking
Sonia Struthers
Sonia Struthers
Candace Pallone
Candace Pallone
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The Quebec financial services regulator, the Autorité des marchés financiers ("AMF"), extended the accredited investor exemption for certain derivatives until June 5, 2016. AMF general decision no. 2015-PDG-0132 ("Extension Decision") issued on August 26, 2015, postpones the repeal of general decision no. 2009-PDG-0007 ("Exemption Decision") by an additional nine months1.

This extension is important because it provides the derivatives sector with several months beyond the previously scheduled repeal date of September 5, 2015 to either register under the Quebec Derivatives Act ("QDA") or put in place policies and procedures ensuring that the exempted transactions are carried out through a Quebec registered person.

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