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ARTICLE · 18 JULY 2016

OSC Whistleblower Policy Comes Into Effect

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A key addition has been made to the Policy since it was released for comment.

CanadaCorporate/Commercial Law
Caitlin Sainsbury
Caitlin Sainsbury
Maureen Doherty
Maureen Doherty
Graeme Hamilton
Graeme Hamilton
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The Ontario Securities Commission's highly publicized Whistleblower Policy (15-601) came into effect yesterday after an extensive comment period running through much of 2015 and 2016.

A "whistleblower" is an individual (or two or more individuals) who provide voluntary, original information regarding a violation of securities law that has occurred or is about to occur.

A key addition has been made to the Policy since it was released for comment. The Policy now references the fact that the Securities Act, R.S.O. 1990 c. S. 5 (the "Securities Act") has been amended to include a provision which (a) acts to protect employees against reprisal from employers, and (b) voids certain contractual provisions which may preclude or purport to preclude whistleblowers from reporting.

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