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ARTICLE · 14 JULY 2025

Navigating The MOU Between The OSC And The SFC

Borden Ladner Gervais LLP
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In mid May, the Ontario Securities Commission (OSC) and the Securities and Futures Commission of Hong Kong (SFC) signed a Memorandum of Understanding (MoU) intended to assist cross-border supervision and market access.

CanadaCorporate/Commercial Law
AUM Law
AUM Law
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In mid May, the Ontario Securities Commission (OSC) and the Securities and Futures Commission of Hong Kong (SFC) signed a Memorandum of Understanding (MoU) intended to assist cross-border supervision and market access. In the press release announcing the MoU, its stated intention is to strengthen regulatory collaboration and facilitate the exchange of information between the OSC and the SFC in relation to supervision of investment managers of collective investment schemes, based in their respective jurisdictions (in Ontario, this would cover investment funds that are reporting issuers).

The SFC has now included Ontario on its list of Acceptable Inspection Regimes, which means that it will be easier for portfolio managers registered with the OSC to provide investment management services for funds authorized by the SFC.

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