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ARTICLE · 18 JANUARY 2016

Increased Complexities For Exempt Market Filings In Canada Effective May 24, 2016

Borden Ladner Gervais LLP
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Currently, exempt market filings are filed in Ontario and British Columbia using the electronic filing systems maintained by the regulators in these provinces and in paper format in all other jurisdictions.

CanadaCorporate/Commercial Law
Jason Brooks
Jason Brooks
Rebecca Cowdery
Rebecca Cowdery
Jonathan Doll
Jonathan Doll
Christian Faribault
Christian Faribault
Sarah Gardiner
Sarah Gardiner
Ronald Kosonic
Ronald Kosonic
Roma Lotay
Roma Lotay
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The members of the Canadian Securities Administrators (the CSA), other than the regulators in Ontario and British Columbia, recently adopted rule amendments that will require certain regulatory filings relating to exempt market activities to be filed on SEDAR (the System for Electronic Document Analysis and Retrieval) on and after May 24, 2016.

Amendments to National Instrument 13-101 System for Electronic Document Analysis and Retrieval (SEDAR) and Multilateral Instrument 13-102 System Fees for SEDAR and NRD in respect of these changes will come into force on May 24, 2016. Exempt market filings may be filed on SEDAR on a voluntary basis, with no additional charge, until the amendments come into force, at which point they will become mandatory and a SEDAR system fee of $25 per filing will apply.

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