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Lawyers

Adriana Schwartz

    Career

    Advises in the securities law, regulatory and compliance and shareholder activism areas.

    Adriana counsels clients on a broad range of issues, including in the regulatory areas of Sections 13 and 16, Rule 144, insider trading, Regulation SHO order marking and Regulation M/Rule 105.

    She also represents clients in private investments in public and private companies, including private investments in public equity (PIPEs), registered direct offerings, convertible 144A offerings, special-purpose acquisition companies (SPACs) and Regulation S offerings.

    Education

    Brooklyn Law School, JD cum laude Brooklyn Journal of International Law University of Rochester, BA cum laude
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