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ARTICLE · 29 SEPTEMBER 2016

First Ever SEC Fintech Forum

Morrison Foerster
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Today the SEC announced it will host a public forum to discuss financial technology (Fintech) innovation in the financial services industry.

United StatesTechnology

Today the SEC announced it will host a public forum to discuss financial technology (Fintech) innovation in the financial services industry. The press release notes that the forum is designed to foster greater collaboration and understanding among regulators, entrepreneurs and industry experts into Fintech innovation and evaluate how the current regulatory environment can most effectively address these new technologies. The panels will discuss issues such as blockchain technology, automated investment advice or robo-advisors, online marketplace lending and crowdfunding, and how they may impact investors. The forum will be on November 14, 2016. See: https://www.sec.gov/news/pressrelease/2016-195.html

Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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