Paulita Pike > Ropes & Gray LLP > Chicago, United States > Lawyer Profile

Ropes & Gray LLP
191 NORTH WACKER DRIVE
CHICAGO, IL
60606
ILLINOIS
United States
Paulita Pike photo

Work Department

Paulita Pike is a partner in the asset management group. Paulita represents mutual funds or their boards as well as investment advisers and fund service providers throughout the country. She advises her clients on a broad range of issues including:

  • Governance structures and practices;
  • Compliance issues;
  • D&O/E&O matters;
  • Committee structures and functions, communications with the press, self-evaluations and industry “best practices;”
  • Fund service provider contracts and filings with the Securities and Exchange Commission;
  • Fund mergers and “manager-of-managers” arrangements;
  • Regulatory investigations and inquiries;
  • Matters arising from the Investment Company Act of 1940 and the Investment Advisers Act of 1940; and
  • Advising mutual fund managers, investment advisers and fund boards on cybersecurity issues and best practices for data protection.

Paulita is an Adjunct Professor at Notre Dame Law School and Northwestern Pritzker School of Law, where she teaches courses, along with Paul Dykstra, on mutual fund regulation.

Lawyer Rankings

United States > Investment fund formation and management > Mutual/registered/exchange-traded funds

Ropes & Gray LLP is seen as a destination firm for leading names across the funds space, acting for renowned registered open and closed-end funds, including interval funds, exchange-traded funds, and registered funds investing in hedge funds. The department covers the full suite of work in the area, from the operation of innovative fund types and managing regulatory issues, to transactional matters and related disputes, where, according to one client, ‘the litigation expertise of the firm informs ongoing advice more so than in other firms‘. The firm’s Boston office is one of the key locations for the team, the base for practice co-head James Thomas, as well as Thomas Hiller, who advises mutual and registered funds and their independent trustees on the full range of issues, and John Loder, one of the market’s most respected figures, whose extensive experience covers the organization of investment advisory firms and investment funds of all types. The other two co-leaders of the practice Bryan Chegwidden and Michael Doherty are based in New York, while in Chicago, Paulita Pike garners client praise as an ‘outstanding‘ lawyer, and advises on a broad range of issues, including governance structures, compliance, and press communications.