John Grugan > Ballard Spahr LLP > Philadelphia, United States > Lawyer Profile

Ballard Spahr LLP
1735 MARKET STREET, 51ST FLOOR
PHILADELPHIA, PA 19103-7599
PENNSYLVANIA
United States
John Grugan photo

Work Department

Litigation

Position

Partner

Career

John C. Grugan represents clients in government investigations and complex litigation brought by the U.S. Securities and Exchange Commission, the U.S. Department of Justice, the Consumer Financial Protection Bureau, and state attorneys general. In addition, John has substantial experience working with boards of directors, audit committees, and corporate management to direct corporate internal investigations. John’s experience includes numerous engagements in which he handled corporate investigations and related negotiations with the government, after which the government declined to prosecute or pursue litigation.

Admissions

New Jersey

Pennsylvania

U.S. District Court for the District of New Jersey

U.S. District Court for the Eastern District of Pennsylvania

U.S. Court of Appeals for the Third Circuit

U.S. Court of Appeals for the 10th Circuit

U.S. Supreme Court

Memberships

Member, Board of Trustees of St. Joseph’s Preparatory School

Member, Good360 Board of Directors

Member, Franklin Institute Executive Corporate Board

Past President, Neighborhood Club of Bala Cynwyd

Education

Temple University James E. Beasley School of Law (J.D., cum laude, 1998)
Editor-in-Chief, Temple Law Review

University of Pennsylvania (B.A. 1992)

Lawyer Rankings

United States > Dispute resolution > Securities litigation: defense

The Philadelphia office of Ballard Spahr LLP is home to partners with extensive experience in securities litigation, who frequently advise companies and their officers and directors on everything, from derivative actions and regulatory or internal investigations to special committee representations and shareholder class actions. Practice leader David Axelrod (who is ‘an up-and-coming national legal star’) is the standout partner, having a long-standing reputation as a first-chair trial lawyer for the defense in government-facing litigation involving the SEC and DOJ. He is currently representing the former CFO of First Energy in a case arising from allegations that the company paid bribes for political influence. Norman Goldberger, who co-leads the firm’s municipal securities regulation and enforcement team, experienced regulatory litigator John Grugan and Timothy Katsiff (who ‘has terrific judgment, is extremely knowledgeable, and responds promptly’) are also pivotal figures in the practice. Goldberger assisted Wrap Technologies with securities fraud litigation in California, and shareholder derivative litigation.