Co-chair of Stradley Ronon Stevens & Young, LLP ’s broker-dealer practice, Frederic Krieger is well-versed in domestic and international securities markets regulation. Representing a range of financial services across the broker-dealer industry, Krieger advises clients with product, broker-dealer, and investment management regulation. This includes compliance advice, examination and other activities associated with regulatory bodies such as the SEC and FINRA.
Legal 500 Editorial commentary
- Profile
Accolades
New York Elite
Key clients
- Securities Industry and Financial Markets Association (SIFMA)
Work highlights
Served as strategic legal counsel to the SIFMA in connection with broker-dealer financial and operational requirements, additionally facilitating regulatory body interactions and brief writing.