Stradley Ronon Stevens & Young, LLP

Broker-Dealer, Investment Management

Partner, Co-Chair, Broker-Dealer

With extensive knowledge of securities markets regulation — both internationally and domestically — Frederic Krieger is well situated to advise and represent financial services firms of all sizes on product, bank, broker-dealer and investment management regulation; corporate governance; U.S. Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) examinations, investigations and inquiries; internal investigations; compliance advice and training; and related civil litigation.

Fred also represents international industrial companies in the development of global codes of conduct, focusing on employment practices, anti-corruption, government sanctions, anti-money laundering (AML) and know your customer (KYC), and other key policies related to ethical business culture and compliance.

See more at: https://www.stradley.com/frederic-m-krieger