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ARTICLE · 18 NOVEMBER 2016

SEC Hosts Panel Discussion On Online Marketplace Lending And Crowdfunding In First Ever SEC Fintech Forum

Morrison Foerster
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On November 14, 2016, the SEC hosted a panel discussion entitled the "Impact of Recent Innovation in Capital Formation," as part of its public forum on Fintech innovation held in Washington, D.C....

United StatesTechnology
Ryan Castillo
Ryan Castillo
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On November 14, 2016, the SEC hosted a panel discussion entitled the "Impact of Recent Innovation in Capital Formation," as part of its public forum on financial technology (Fintech) innovation held in Washington, D.C., and webcast over the SEC's website.  Mr. Sebastian Gomez Abero, Head of the Office of Small Business Policy of the SEC's Division of Corporation Finance, moderated the panel.

Panelists discussed the relationship between financial innovation and capital formation, the dynamic between Fintech and investor protection, and the risks, challenges and opportunities facing borrowers, lenders, intermediaries and regulators engaged in the online marketplace lending and crowdfunding spaces.  The panelists said that, overall, they see the recent growth in peer-to-peer online lending and crowdfunding technologies as positive developments, particularly in expanding the availability of and access to affordable credit and capital to traditionally underserved markets,

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