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ARTICLE · 24 OCTOBER 2024

SEC's 2025 Exam Priorities Include Cybersecurity And AI

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On November 21, 2024, the Securities and Exchange Commission's (SEC's) Division of Examinations (the Division) released its 2025 examination priorities.

United StatesTechnology
Trisha Sircar
Trisha Sircar
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On November 21, 2024, the Securities and Exchange Commission's (SEC's) Division of Examinations (the Division) released its 2025 examination priorities.

This year's examinations will prioritize perennial and emerging risk areas, such as fiduciary duty, standards of conduct, cybersecurity, and artificial intelligence (AI).

Amongst other things, the Division will continue to review information security programs and operational resiliency against cybersecurity attacks in order to ensure the safeguarding of customer records and information. The Division will continue to assess cybersecurity risks and resiliency goals associated with third-party products, sub-contractors, and any information technology (IT) resources used by the business without the IT department's approval, knowledge or oversight, or non-supported infrastructure. Furthermore, the Division will also focus on the effectiveness of incident response plans and will evaluate policies and procedures

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